Patriot Act Notice
U.S. Patriot Act Notice
IMPORTANT INFORMATION ABOUT PROCEDURES FOR ESTABLISHING A NEW CUSTOMER RELATIONSHIP
To help the government fight the funding of terrorism and money laundering activities, Federal law requires U.S. financial institutions to obtain, verify, and record information that identifies each individual or legal entity that establishes a client relationship with Saturn Capital, Inc. (“SCI”) and its affiliates. Federal law, subject to certain exclusions, also requires U.S. financial institutions to obtain, verify, and record information that identifies the beneficial owners and a control person of a legal entity that establishes a client relationship.
What this means for you: When you establish a client relationship with SCI, we will ask you for your name, address, taxpayer or other government identification number and other information, such as date of birth for individuals, which will allow us to identify you. We may also ask to see additional identification documents such as a driver’s license, passport or other documents showing the existence of the account owner. Additionally, if you enter into a new client relationship with SCI on behalf of a legal entity, we will ask for the entity’s formation or governing documents as well as the names, addresses, dates of birth and other identification information of the beneficial owners and the control person(s) of the legal entity. If all required documentation or information is not provided, SCI may be unable to establish a client relationship with you.